New CT Plan

Governance

To enhance transparency in Plan governance, the SIP Operating Committee unanimously approved the disclosure of the following policies, as well as information related to the ownership and operations of Members, Administrators, Processors, Advisors, and Service Provider/Subcontractors.

POLICIES
CT Plan Confidentiality Policy	April 1, 2025
Advisory Committee Selection Process	April 1, 2025

DISCLOSURES
Member Disclosures
CT Plan Member Disclosure Form - Cboe BYX Exchange, Inc. (“BYX”)	April 1, 2025
CT Plan Member Disclosure Form - Cboe BZX Exchange, Inc. (“BZX”)	April 1, 2025
CT Plan Member Disclosure Form - Cboe Exchange, Inc. (“Cboe”)	April 1, 2025
CT Plan Member Disclosure Form - Cboe EDGA Exchange, Inc. (“EDGA”)	April 1, 2025
CT Plan Member Disclosure Form - Cboe EDGX Exchange, Inc. (“EDGX”)	April 1, 2025
CT Plan Member Disclosure Form - Investors Exchange LLC (“IEX”)	April 1, 2025
CT Plan Member Disclosure Form - Financial Industry Regulatory Authority, Inc. (“FINRA”)	April 1, 2025
CT Plan Member Disclosure Form - LTSE	April 1, 2025
CT Plan Member Disclosure Form - MEMX LLC (“MEMX”)	April 1, 2025
CT Plan Member Disclosure Form - MIAX Pearl, LLC	April 1, 2025
CT Plan Member Disclosure Form - Nasdaq Stock Market LLC	April 1, 2025
CT Plan Member Disclosure Form - New York Stock Exchange LLC	April 1, 2025
CT Plan Member Disclosure Form - NYSE American LLC	April 1, 2025
CT Plan Member Disclosure Form - NYSE Arca, Inc.	April 1, 2025
CT Plan Member Disclosure Form - NYSE National, Inc.	April 1, 2025
CT Plan Member Disclosure Form - NYSE Chicago, Inc.	April 1, 2025

Advisors Disclosures
Disclosure Form - Advisor - Kerry Baker Relf	April 1, 2025
Disclosure Form - Advisor - Derrick Chan	April 1, 2025
Disclosure Form - Advisor - Bill Conti	April 1, 2025
Disclosure Form - Advisor - Hubert De Jesus	April 1, 2025
Disclosure Form - Advisor - Thomas Jordan	April 1, 2025
Disclosure Form - Advisor - Mehmet Kinak	April 1, 2025
Disclosure Form - Advisor - Chris Nielsen	April 1, 2025
Disclosure Form - Advisor - Patti Sachs	April 1, 2025

Service Provider-Subcontractor Disclosure
Disclosure Form - Service Provider-Subcontractor - Davis Wright Tremaine LLP	April 1, 2025

Administrator Disclosure
TBD

Processor Disclosure
TBD